Chapter 669A - Family Trust Companies

  1. § 669A.010 - Definitions
  2. § 669A.020 - "Board" defined
  3. § 669A.030 - "Client" defined
  4. § 669A.040 - "Client complaint" defined
  5. § 669A.050 - "Committee" defined
  6. § 669A.060 - "Corrective action" defined
  7. § 669A.070 - "Deficiency" defined
  8. § 669A.080 - "Division" defined
  9. § 669A.090 - "Examination" defined
  10. § 669A.100 - "Examination guidance" defined
  11. § 669A.110 - "Examination period" defined
  12. § 669A.120 - "Independent review" defined
  13. § 669A.130 - "Independent review report" defined
  14. § 669A.140 - "Licensed family trust company office" defined
  15. § 669A.150 - "Management of the licensed family trust company" defined
  16. § 669A.160 - "Off-site examination" defined
  17. § 669A.170 - "On-site examination" defined
  18. § 669A.180 - "Qualified firm" defined
  19. § 669A.190 - "Report of examination" defined
  20. § 669A.200 - Off-site examination, independent review or on-site examination: When required; notice of examination; fees
  21. § 669A.210 - Off-site examination: Submission of information and documentation to Division; notice of incorrect or incomplete information or documentation; consequences for late submission
  22. § 669A.220 - On-site examination: Company required to provide Division reasonable access to office; provision of information and documentation to Division; notice of incorrect or incomplete information or documentation; fee for failure to submit
  23. § 669A.230 - Independent review: Notice to Division; qualifications of reviewer; compliance with certain professional standards and laws; contents of independent review report; submission of report and financial statements to Division; administrative review of report by Division; fee for review
  24. § 669A.240 - Procedures for conduct of examination
  25. § 669A.250 - Request for written clarification or modification of examination guidance; issuance of clarification or modification for good cause; examination guidance and any clarification or modification constitutes scope of examination
  26. § 669A.260 - Report of examination and independent review report; ratings; authorized enforcement actions and corrective action; retention or destruction of records by Division; confidentiality of reports

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